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  1. Jobless claims jump to one-month high of 257,000

    Jobless claims jump to one-month high of 257,000

  2. Experts say DOL fiduciary rule's fate, timing uncertain, changes likely

    However long it takes to play out, panelists at InvestmentNews ' Retirement Income Summit doubted the regulation will remain in place in its current version.

  3. Some broker-dealers changing indexed-annuity compensation due to DOL fiduciary rule

    Some firms that currently allow advisers to report indexed-annuity sales as outside business are considering bringing it in-house to better monitor their brokers, control risk and potentially take a cut.

  4. With DOL fiduciary rule looming, Merrill sees surge of AUM

    Long-term flows to accounts that charge an asset under management fee were up 54% in the first quarter.

  5. Even supporters of DOL fiduciary rule call for modifications

    The Investment Adviser Association wants a safe harbor for sales conversations. Meanwhile, Morningstar suggests a replacement for the best-interest contract exemption.

  6. New mutual funds under DOL fiduciary rule could save investors at least 0.50% in returns: Morningstar

    T shares and clean shares increase transparency and reduce entrenched conflicts of interest, offering a cost benefit to investors, the fund researcher finds.

  7. TD Ameritrade and Fidelity tweak RIA referral fees ahead of DOL fiduciary rule

    TD is dropping its fees, while Fidelity is giving is RIAs fewer options on how to pay for referrals.

  8. Final Thoughts on the DOL Rule--for Now

    Whatever the ultimate fate of the fiduciary rule, the marketplace is heading toward level fee compensation and away from variable compensation.

  9. Piwowar says it's time for SEC to 'reassert its role' on investment advice standards

    As DOL fiduciary rule stalls, Michael Piwowar seeks to have SEC step in.


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