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  1. 5 steps for independent advisers considering a broker-dealer transition in a post-DOL environment

    Many advisers dissatisfied with their current broker-dealer and anxious about how well they are positioned in a post- DOL landscape are still hesitant to make a move.

  2. ETF boon under DOL fiduciary rule won't be universal

    Some of the more exotic ETF strategies may be difficult to defend as being in a client's best interest.

  3. Senate approves resolution to kill DOL fiduciary rule

    But without enough votes to overturn a threatened presidential veto, assistant secretary of Labor Phyllis Borzi calls the action 'the usual Washington Kabuki theater.'

  4. Err on the side of caution with DOL fiduciary rule, Phyllis Borzi advises

    New regulation has broad reach, so when in doubt, use the best interest contract exemption, assistant secretary says.

  5. The DOL fiduciary rule will forever change financial advice, and the industry has to adapt

    The DOL fiduciary rule will forever change financial advice, and the industry now faces the challenge of adapting to the new regulation.

  6. Leading Senate critic of DOL fiduciary rule says chamber will try to kill it

    Sen. Johnny Isakson, R-Ga., said the Senate likely will vote on a resolution of disapproval. He also plans to advance a separate bill to halt the regulation. (More: This insurance group likely to be first to file DOL fiduciary lawsuit )

  7. DOL fiduciary rule trips up robo efforts at BlackRock, Schwab

    Plus: Measuring Jim Cramer's performance, personal finance myths, and Social Security misconceptions

  8. Don't let the DOL fiduciary rule's grandfathering provision trip you up

    It's difficult to count on the grandfathering exemption if advisers plan to make ongoing recommendations in an acccount.

  9. Custodians tell fee-only advisers to find a new way to stand out after DOL fiduciary rule

    Now that all retirement advice must be in a client's best interest, prospects are going to hear from every type of adviser that they act as fiduciaries.

  10. The DOL's Fiduciary Rule: Better Late Than Never

    The world leads, the U.S. follows.

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