Massachusetts securities division examining independent broker-dealers that sold RCS alternative investments such as nontraded REITs.
Firms pull the plug after Massachusetts charges RCS Capital with fraudulently rounding up proxy votes to support real estate deals sponsored by AR Capital.
Industry vet replaces Michael Weil, longtime associate of Nicholas Schorsch.
Exchange warning on share price comes as Massachusetts securities cop Galvin charges its wholesale brokerage, Realty Capital Securities, with proxy fraud .
Brokerage firm previously controlled by Nicholas Schorsch expects to have third-quarter loss due to impairment of goodwill and intangible assets.
mFinance France – Fifth Supplement to the Base Prospectus
Massachusetts securities cop alleges the firm, part of RCS Capital Corp., fraudulently rounded up proxy votes to support real estate deals sponsored by Nicholas Schorsch's AR Capital.
Private-equity giant Apollo Management has agreed to pay $25 million for the wholesaling business of broker-dealer holding company RCS Capital (RCAP). In a separate deal, the company's largest shareholder, Nicholas Schorsch, and his partners will receive a huge payday in return for a stake in a new ...
Groupe SEB: Monthly Disclosure of the Total Number of Shares and Voting Rights – 31.10.2015
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