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  1. SES YTD and Third Quarter 2016 Results

    SES YTD and Third Quarter 2016 Results

  2. RCS Capital to file bankruptcy this weekend

    RCS Capital intends to make another round of bankruptcy filings that will include broker-dealer holding companies of its Cetera Financial Group firms.

  3. RCS Capital, Cetera and Lightyear reach settlement over executive poaching

    Firm agreed to leave more than 40 senior staffers alone until September or until RCS Capital's bankruptcy plan becomes effective.

  4. Galvin widens investigation into alleged RCS proxy fraud

    Massachusetts securities division examining independent broker-dealers that sold RCS alternative investments such as nontraded REITs.

  5. Cantor Fitzgerald to hire nearly 30 RCS wholesalers

    RCS was recently closed after paying Massachusetts $3 million to settle charges that it fraudulently rounded up proxy votes for real estate deals.

  6. RCS Capital to sell wholesaling business to Apollo to focus on Cetera Financial Group

    Private-equity giant Apollo Management has agreed to pay $25 million for the wholesaling business of broker-dealer holding company RCS Capital (RCAP). In a separate deal, the company's largest shareholder, Nicholas Schorsch, and his partners will receive a huge payday in return for a stake in a new ...

  7. RCS Capital stock may be delisted from NYSE

    Exchange warning on share price comes as Massachusetts securities cop Galvin charges its wholesale brokerage, Realty Capital Securities, with proxy fraud .

  8. RCS Capital plans to post $307M loss for the third quarter

    Brokerage firm previously controlled by Nicholas Schorsch expects to have third-quarter loss due to impairment of goodwill and intangible assets.

  9. Larry Roth takes over helm of RCS Capital Corp.

    Industry vet replaces Michael Weil, longtime associate of Nicholas Schorsch.

  10. Docupace makes move to buy back stake from RCS Capital

    Document management technology company is battling to become independent, amidst its majority stakeholder's recent announcement that it is going bankrupt.

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