It already settled with one firm in a recent sweep examining sub-transfer-agency fees, but there may be others.
T. Rowe Price to close New Horizons to most new investors, Vanguard's fixed-income group head to retire in March, Columbia Wanger's Chuck McQuaid to step down as CIO and Columbia Acorn comanager, and some tragic news at First Eagle.
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Three years after departing First Eagle, Charles de Vaulx and company are thriving on their own.
Plus, a First Eagle manager resigns, Putnam fires manager, and more.
Plus, Vanguard's new funds, changes at Van Kampen, fund closings and more.