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Investment Company Act of 1940

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  1. Can 401(k) Lawsuits Help?

    Recent legal actions have not targeted the worst offenders, but are an (inefficient) step in the right direction. 

  2. Kayne Anderson MLP Investment Company Provides Unaudited Balance Sheet Information and Announces its Net Asset Value and Asset Coverage Ratios at July 31, 2016

    Kayne Anderson MLP Investment Company Provides Unaudited Balance Sheet Information and Announces its Net Asset Value and Asset Coverage Ratios at July 31, 2016

  3. Western Asset Middle Market Income Fund Inc. Announces Tender Offer

    Western Asset Middle Market Income Fund Inc. Announces Tender Offer

  4. Kayne Anderson Energy Total Return Fund Prices a Private Placement of $20 Million of Mandatory Redeemable Preferred Shares

    Kayne Anderson Energy Total Return Fund Prices a Private Placement of $20 Million of Mandatory Redeemable Preferred Shares

  5. Kayne Anderson MLP Investment Company Prices a Private Placement of $50 Million of Mandatory Redeemable Preferred Shares

    Kayne Anderson MLP Investment Company Prices a Private Placement of $50 Million of Mandatory Redeemable Preferred Shares

  6. Colony Starwood Homes Announces Second Quarter 2016 Financial and Operating Results

    Colony Starwood Homes Announces Second Quarter 2016 Financial and Operating Results

  7. Recon Capital & Crow Point Partners Launch the Crow Point Dividend Plus Fund (SYMBOL: GDPIX)

    Recon Capital & Crow Point Partners Launch the Crow Point Dividend Plus Fund (SYMBOL: GDPIX)

  8. Nuveen Commodity Funds Provide Update on Proposed Conversion to ETF Structure

    Nuveen Commodity Funds Provide Update on Proposed Conversion to ETF Structure

  9. Myths about the Investment Company Act on its 75th anniversary

    It's time to set straight misconceptions about the law that regulates mutual funds and other investment companies.

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