BTIG Expands Transition Management and Global Portfolio and ETF Trading Group with Filip Skala and John Curley
U.S. Government Bonds Pull Back After Biggest Rally Since June
Aurinia Prices US$150.5 Million Public Offering of Common Shares
Aurinia's stock plunges after large share offering at deep discount
Harmony Merger Corp. Announces Resolution of Dispute and Formal Termination of Merger Agreement with MUNDOmedia
Harmony and NextDecade Agree to Pursue Merger; NextDecade a Leader among U.S. LNG Project Developers
Orosur Mining Inc. – PDAC Conference
Finra orders the firm to pay $7.3 million for selling billions of unregistered microcap shares and having inadequate supervisory policies.
RCS was recently closed after paying Massachusetts $3 million to settle charges that it fraudulently rounded up proxy votes for real estate deals.
Just as the two-year-old wealth management venture of Cantor Fitzgerald & Co. has been looking to regroup after a slow recruiting year and the departure of two top executives, a third senior executive has left.