Three elements must be present in order for the Rule to apply to an advisor communicating with a plan participant or an IRA owner.
NOTICE TO ALLERGAN CURRENT AND FORMER EMPLOYEES: Zamansky LLC Investigates the Allergan Savings and Investment Plan for Possible ERISA Violations
BUSINESS Watch -- WSJ
Removing the company from company-sponsored plans.
The Department of Labor's rule exempting state-based auto IRA plans from ERISA could be in jeopardy under the new Republican administration. (More: The most up-to-date information on the DOL fiduciary rule )
Certificate in Employee Benefits Law Seminar (Atlanta. GA, United States - May 1-2-3-4-5, 2017) - Research and Markets
A Trump advisor’s objections to the new standard make one good point, one mixed, and two bad.
A unit of Fidelity has been targeted in a class-action suit for fiduciary breach under ERISA as a result of its alleged mismanagement of a stable value fund.
Matrix, a Broadridge Financial Solutions company, released a practice guide at the FSI conference outlining a three-step action plan advisors can take to ensure they’re complying with fiduciary standards under ERISA .
This week in new hires, Security Benefit welcomed George Beale and Jeffrey Kayajanian, CapWealth named Phoebe Venable president and COO, and the DOL named five new ERISA Advisory Council members.