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Employee Retirement Income Security Act - ERISA

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  1. Who Does the DOL's Conflict of Interest Rule Apply To?

    Three elements must be present in order for the Rule to apply to an advisor communicating with a plan participant or an IRA owner.

  2. NOTICE TO ALLERGAN CURRENT AND FORMER EMPLOYEES: Zamansky LLC Investigates the Allergan Savings and Investment Plan for Possible ERISA Violations

    NOTICE TO ALLERGAN CURRENT AND FORMER EMPLOYEES: Zamansky LLC Investigates the Allergan Savings and Investment Plan for Possible ERISA Violations

  3. BUSINESS Watch -- WSJ

    BUSINESS Watch -- WSJ

  4. The Radical Fix for 401(k)s

    Removing the company from company-sponsored plans.

  5. The other DOL retirement regulation Trump and the GOP may scuttle

    The Department of Labor's rule exempting state-based auto IRA plans from ERISA could be in jeopardy under the new Republican administration. (More: The most up-to-date information on the DOL fiduciary rule )

  6. Certificate in Employee Benefits Law Seminar (Atlanta. GA, United States - May 1-2-3-4-5, 2017) - Research and Markets

    Certificate in Employee Benefits Law Seminar (Atlanta. GA, United States - May 1-2-3-4-5, 2017) - Research and Markets

  7. Is the DOL Fiduciary Rule Really So Bad?

    A Trump advisor’s objections to the new standard make one good point, one mixed, and two bad. 

  8. Fidelity targeted in another ERISA class-action suit

    A unit of Fidelity has been targeted in a class-action suit for fiduciary breach under ERISA as a result of its alleged mismanagement of a stable value fund.

  9. Three Steps Advisors Can Take for ERISA Compliance: Matrix Financial

    Matrix, a Broadridge Financial Solutions company, released a practice guide at the FSI conference outlining a three-step action plan advisors can take to ensure they’re complying with fiduciary standards under ERISA .

  10. New Hire Roundup: Beale, Kayajanian Join Security Benefit; DOL Picks New ERISA Council Members

    This week in new hires, Security Benefit welcomed George Beale and Jeffrey Kayajanian, CapWealth named Phoebe Venable president and COO, and the DOL named five new ERISA Advisory Council members.

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