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Employee Retirement Income Security Act - ERISA

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  1. Phyllis Borzi: The 2013 IA 25 Extended Profile

    Despite taking a drubbing over her insistence on issuing a rule to amend the definition of fiduciary under ERISA , Phyllis Borzi remains steadfast in her conviction to do so.

  2. Ruling Forces Advisors to Pick Appropriate Fund Share Classes

    It's a potentially daunting task since some funds may have 10 or more share classes, says ERISA guru Fred Reish.

  3. Déjà vu: It Must Be Spring

     

  4. Stadion Offers TDFs with ERISA 3(38) Protection

    Stadion Money Management, an asset manager based in Watkinsville, Ga., announced Tuesday that is offering ERISA 3(38) fiduciary management on its target-date funds.

  5. Three Steps Advisors Can Take for ERISA Compliance: Matrix Financial

    Matrix, a Broadridge Financial Solutions company, released a practice guide at the FSI conference outlining a three-step action plan advisors can take to ensure they’re complying with fiduciary standards under ERISA .

  6. New Hire Roundup: Beale, Kayajanian Join Security Benefit; DOL Picks New ERISA Council Members

    This week in new hires, Security Benefit welcomed George Beale and Jeffrey Kayajanian, CapWealth named Phoebe Venable president and COO, and the DOL named five new ERISA Advisory Council members.

  7. That Old Fiduciary Feeling

    There are few things more rewarding in professional practice than explaining a certain plan investment concept to a participant and seeing the light bulb go on.

  8. Is There a "Mini-Me" ERISA Section 3(38) Investment Manager?

    There doesn't appear to be anything in ERISA that would allow a product provider to limit its fiduciary role to the fund level or platform level.

  9. Alliant Energy Announces First Quarter 2013 Results

    Alliant Energy Announces First Quarter 2013 Results

  10. A Closer Look at Fiduciary Status Under ERISA

    Get the details on plan sponsors as default fiduciaries and how ERISA fiduciary status is determined.

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