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Ameriprise Financial has hired three financial advisors from UBS, Raymond James Morgan Keegan, and HSBC.
Plus, Ameriprise wins fee battle, Franklin Templeton prevails in market-timing case, and more.
Columbia's been through deals before, but the Ameriprise union is a biggie.
Ameriprise's wealth management earnings rose 37% as its fee-based businesses continued to drive up results in 2Q.
Long-time advisors Bill Duncan and Ziv Ohel joined Ameriprise in Deerfield, Ill.
Ameriprise tapped the four wirehouses and LPL in its latest round of recruiting.
A U.S. District Court ordered a former Ameriprise advisor to serve a year of house arrest and pay restitution for defrauding a client.
FINRA said Ameriprise and its clearing firm missed several red flags, including transfers to accounts in the broker's name.