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Article Archive Fiduciary Focus

What’s Wrong With Third Party 3(38) Investment Managers?W. Scott Simon10/05/2017
Fiduciary Rule Should Be Largely Positive for InvestorsAron Szapiro09/12/2017
Do We Need a 'Harmonized' Fiduciary Standard?W. Scott Simon09/07/2017
A Summer Grab BagW. Scott Simon08/03/2017
When Holding a Single Stock Isn’t ImprudentW. Scott Simon07/06/2017
Flexibility's Role in Modern Prudent Fiduciary InvestingW. Scott Simon06/01/2017
Fiduciaries, Look to the Law of Trusts as Your GuideW. Scott Simon05/04/2017
Final Thoughts on the DOL Rule--for NowW. Scott Simon04/06/2017
The Ins and Outs of the DOL’s Best Interest Contract ExemptionW. Scott Simon03/02/2017
Safe Harbors and Exclusions in the DOL's Fiduciary RuleW. Scott Simon02/02/2017
Key Policy Areas to Watch in 2017Aron Szapiro01/30/2017
Breaking Down the 3 Key Elements of the DOL Fiduciary RuleW. Scott Simon01/05/2017
Who Does the DOL's Conflict of Interest Rule Apply To?W. Scott Simon12/01/2016
The Reason for the DOL Rule: IRAsW. Scott Simon11/03/2016
A Higher StandardSheryl Rowling10/14/2016
Understanding the DOL's Conflict of Interest RuleW. Scott Simon10/06/2016
The Future and the Past of PerformanceW. Scott Simon09/08/2016
How Not to Operate a 401(k) PlanW. Scott Simon05/05/2016
A Way Around Costly 403(b) PlansW. Scott Simon06/10/2015
Anatomy of a No-BrainerW. Scott Simon04/03/2014
Fiduciary Questions in MassMutual CaseW. Scott Simon12/05/2013
Why I'm a FiduciaryW. Scott Simon10/03/2013
Revenue Sharing on TrialW. Scott Simon05/03/2012
The Logical Inconsistency of a Broker Fiduciary StandardW. Scott Simon03/01/2012
New Proposed Uniform Fiduciary Standard May Fall Short of Dodd-Frank ExpectationsJordan Mamorsky12/09/2011
A Closer Look at Fiduciary Status Under ERISAW. Scott Simon12/01/2011
Time to Put the Kibosh on Fiduciary ExemptionsW. Scott Simon07/12/2011
Let the Fiduciary Wrestling Match Begin--AgainW. Scott Simon04/07/2011
Mother Always Said to Read the Fine PrintW. Scott Simon03/03/2011
One Man's Story of the Origins of ERISA (Part 4)W. Scott Simon12/02/2010
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